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2007 New Zealand Securities Commission

April 2007

• Proposal to declare certain derivative contracts to be Futures Contracts Under the Securities Markets Act 1988 [2007] NZSecCom 1 (3 April 2007)

May 2007

• Financial reporting surveillance programme cycle 4 [2007] NZSecCom 2 (31 May 2007)

June 2007

• Oversight review of NZX 2006 [2007] NZSecCom 3 (28 June 2007)

August 2007

• Securities Commission review of Class Exemption Notices - project report [2007] NZSecCom 4 (14 August 2007)
• Letter of agreement: independent audit regulation and oversight in New Zealand [1997] NZSecCom 5 (23 August 2007)

September 2007

• Securities Amendment Regulations 2007 [2007] NZSecCom 6 (18 September 2007)

October 2007

• Feltex Carpets Limited IPO Prospectus, financial reporting and continuous disclosure [2007] NZSecCom 7 (11 October 2007)
• Securities Commission review of class exemption notices - update of project report [2007] NZSecCom 8 (25 October 2007)
• Review of financial reporting by issuers cycle 5 [2007] NZSecCom 9 (29 October 2007)

December 2007

• New securities law for investment advisers and market participants 2008. A guide to new requirements under the Securities Markets Act 1988 [2007] NZSecCom 10 (20 December 2007)
• Investment adviser statements - consultative document [2007] NZSecCom 11 (21 December 2007)